Regulatory Information

At Parker Blackwood Advisers, we are committed to maintaining transparency, integrity, and accountability in all the financial services we provide. Parker Blackwood Advisers is a trading name of PBA Corporation Pty Ltd, a licensed holder of an Australian Financial Services Licence (AFSL: 434 071). We operate under the strict regulatory framework established by the Australian Securities and Investments Commission (ASIC) to ensure that our financial advice, investment products, and wealth management services adhere to the highest legal and ethical standards.

As a licensed entity, we strictly comply with ASIC’s regulations, prioritizing client protection, ethical conduct, and financial best practices. Our commitment to regulatory compliance is embedded in every aspect of our operations, ensuring that we provide tailored financial solutions that align with your investment objectives while upholding Australian financial laws and industry requirements.

To reinforce our commitment to compliance and client security, we continuously review and refine our policies, procedures, and internal controls. This proactive approach ensures that our services remain fully aligned with evolving regulatory changes and industry best practices. Additionally, we invest in compliance training and monitoring systems to uphold our high standards of corporate governance, risk management, and client protection.

At Parker Blackwood Advisers, we recognise that trust is the foundation of every client relationship. By maintaining strict regulatory compliance, we offer our clients confidence in our services, ensuring transparency, reliability, and professionalism in all financial matters.

For further details about ASIC and the Australian financial regulatory framework, please visit www.asic.gov.au.